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Daiwa Securities to acquire an additional 9.1% stake in Aozora Bank from CITY INDEX ELEVENTH for JPY27.9bn.

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Service Providers

DC Advisory

financial advisors

DC Advisory

Mitsubishi UFJ Morgan Stanley Securities

financial advisors

Mitsubishi UFJ Morgan Stanley Securities

or

Principals

DAIWA SECURITIES GROUP INC

bidder

DAIWA SECURITIES GROUP INC

AOZORA BANK LTD

target

AOZORA BANK LTD

CITY INDEX ELEVENTH CO

vendor

CITY INDEX ELEVENTH CO

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