Frederick Wertheim

Target: MILLSTEIN & CO.

Bidder: GUGGENHEIM PARTNERS LLC

Target: KGS-ALPHA CAPITAL MARKETS LP

Bidder: BMO FINANCIAL GROUP (BANK OF MONTREAL)

Target: CLEARWATER CAPITAL PARTNERS

Bidder: FIERA CAPITAL CORPORATION

Target: JARISLOWSKY FRASER LIMITED

Bidder: SCOTIABANK INC (BANK OF NOVA SCOTIA)

Target: THE TCW GROUP INC

Bidder: NIPPON LIFE INSURANCE COMPANY

Target: COLE CAPITAL

Bidder: CIM GROUP

Target: THE TOWNSEND GROUP

Bidder: AON PLC

Target: FBR & CO

Bidder: B. RILEY FINANCIAL INC

Target: HOFFMAN SOUTHWEST CORP

Bidder: ORIX CORPORATION

Target: LADENBURG THALMANN FINANCIAL SERVICES INC

Bidder: REVERENCE CAPITAL PARTNERS

Target: PERSONAL CAPITAL CORPORATION

Bidder: EMPOWER RETIREMENT